Registered Wealth Management Client Associat
Core
Provide client service support to Financial Advisors by managing client requests, ensuring material accuracy, and promoting banking offerings to deepen client relationships.
Role type
Wealth Management Client Associate (IC)
Builds
Client service solutions and banking integration for individual and institutional clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA SIE, Series 7, Series 66, investment product knowledge, client relationship management, operational compliance, Microsoft Office, Salesforce
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, verbal/written communication
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings; ensure timeliness and accuracy in client materials; assist with policy alignment and risk management; identify and maintain client relationships; support team activities and cover roles during absences
Seniority
Individual Contributor, entry to mid-level