Brokerage and Advisory Solutions Financial Advisor
Core
Licensed retail broker providing investment advice, recommendations, and portfolio management to Ultra High Net Worth (UHNW) Private Bank clients as part of a centralized brokerage team.
Role type
Senior Financial Advisor (Licensed Retail Broker)
Builds
Securities execution support and brokerage account servicing for Private Bank clients
Domain
Wealth Management / Private Banking / Investment Advisory
Required skills
Client Investments Management, Complex investment strategy implementation, UHNW client relationship management, Portfolio analysis and adjustment, Compliance adherence, Consultative sales
Preferred skills
Trading experience across multiple asset classes, CFA or CFP certification, Advanced degree in Finance or Economics
Technologies
Equities, Fixed Income, Derivatives, Alternative Assets
Responsibilities
Execution and recommendation of suitable investment products and strategies, Periodic analysis and review of client portfolios, Partnering with Private Bank portfolio managers and other specialists, Staying informed of industry trends, Completing mandated training and continuing education, Strictly adhering to compliance and industry regulations
Seniority
Senior, hands-on IC