Brokerage and Advisory Solutions Financial Advisor
Core
Licensed retail broker providing investment advice, recommendations, and portfolio management to Ultra-High-Net-Worth (UHNW) Private Bank clients as part of a centralized brokerage team.
Role type
Senior Financial Advisor (Non-commission based retail broker)
Builds
Securities execution support and brokerage account servicing for referred Private Bank clients
Domain
Wealth Management / Private Banking / Investment Advisory
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
Client Investments Management, Expertise in trading equities/fixed income/derivatives/alternatives, Complex investment strategy implementation, Portfolio analysis and adjustment, Consultative sales and presentation, Compliance and suitability monitoring
Preferred skills
Trading experience across multiple asset classes, CFA or CFP certification, Bachelor's degree in Finance or Economics
Technologies
N/A
Responsibilities
Execution and recommendation of suitable investment products and strategies, Periodic analysis and review of client portfolios, Partnering with Private Bank portfolio managers and subject matter experts, Staying informed of industry and firm product trends, Completing mandated training and continuing education, Strictly adhering to compliance and industry regulations
Seniority
Senior, hands-on IC with 15+ years experience