Transaction Management Operations Analyst - Investment and Monetary Controls (Wealth Management Operations)
Core
Process moderately complex transactions and fulfill collateral requests for wealth management clients, ensuring accuracy, settlement, and regulatory compliance.
Role type
Transaction Management Operations Analyst
Builds
Accurate asset movements and transaction settlements for internal business partners and external clients
Domain
Wealth Management / Financial Services Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Transaction processing, Reconciliation, Risk identification, Exception resolution, Process improvement analysis, Microsoft Excel (pivot tables, VLOOKUP, macros), Numerical reasoning, Regulatory compliance
Preferred skills
Wealth management client service, Financial industry regulations, Cross-functional collaboration, Coaching and mentoring
Technologies
Microsoft Excel
Responsibilities
Review, approve, and process collateral and brokerage transactions; Resolve moderately complex client inquiries and transaction exceptions; Identify risks and opportunities for process improvements; Escalate issues requiring complex resolution; Support high-volume workflows and team objectives
Seniority
Junior, hands-on IC