Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate client materials, and promoting the incorporation of banking into client practices.
Role type
Registered Wealth Management Client Associate
Builds
Client service solutions and banking integration for individual, corporate, and institutional clients
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
FINRA Securities Industry Essentials (SIE), Series 7, Series 66, investment product knowledge, client relationship management, operational compliance, Microsoft Office proficiency, Salesforce proficiency
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning commitment, sound judgment, strong computer application skills
Responsibilities
Educate clients on bank service and banking offerings, ensure timeliness and accuracy in client materials, assist with policy alignment to support operational excellence and risk management, identify and deepen client relationships, support day-to-day team activities and cover roles during absences
Seniority
Individual Contributor, entry to mid-level