AVP, Surveillance and RCSA Program Assurance Lead
Core
Lead enterprise Surveillance and RCSA assurance activities through risk-based testing, independent quality reviews, and effective challenge of control designs to mitigate operational risks.
Role type
Senior IC risk assurance lead (Surveillance & RCSA)
Builds
Detective monitoring of surveillance activities and RCSAs across the organization
Domain
Financial Services / Operational Risk Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
risk-based testing, control gap analysis, RCSA content review, quality assurance reviews, issue identification, remediation tracking, process mapping, data analysis for trends
Preferred skills
CIA/CFE/CRMA certification, experience in regulated financial services, coaching analysts, tool/reporting enhancements
Technologies
Excel, PowerPoint
Responsibilities
Design and execute risk-based Surveillance and RCSA testing; perform independent quality assurance reviews of workpapers; identify process defects and control gaps; facilitate discussions with process owners to resolve questions; track and report testing results and trends; coach analysts on QA standards; support remediation validation and repeat-defect monitoring.
Seniority
Senior, hands-on IC
