Wealth Management Specialist - Non-Registered
Core
Support Financial Advisors in delivering goals-based wealth management services, including retirement, education, and legacy planning, through client service execution and business plan management.
Role type
Wealth Management Client Associate / Business Support Specialist
Builds
Client service delivery and team business plan execution for individuals, companies, and institutions
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Series 7, 63/65 or 66, SAFE Act Registration, ADV-2B, client onboarding, client relationship management, business plan tracking, risk management, regulatory compliance, portfolio management, client solutions advisory
Preferred skills
firm approved designation, leadership abilities, analytical skills, process simplification
Technologies
N/A
Responsibilities
Track client actions and activities to ensure high-level service, attend client review meetings, execute team service model, manage client onboarding and escalations, assist in developing client book segmentation strategy
Seniority
Individual Contributor, entry-to-mid level trainee/specialist