Compliance Business Control Analyst
Core
Develop and manage an internal KYC (Know Your Client) program, conducting AML monitoring, governance, oversight, and regulatory reporting.
Role type
Intermediate Compliance Business Control Analyst
Builds
Internal KYC program, risk & control reports, compliance guidelines
Domain
Financial Services / Anti-Money Laundering (AML) / Know Your Client (KYC)
Deliverable
dashboards & analysis
Required skills
Risk Identification and Assessment, Risk Controls and Monitors, Laws and Regulations, Policy and Procedure, Management Reporting, Program Management, Risk Remediation
Responsibilities
Conduct analysis of risk and controls to identify root causes and report findings with solutions; Develop and execute business plans and compliance guidelines; Interface with Internal and external audit to address risk and legal liabilities; Provide subject matter expertise to senior stakeholders and business managers; Oversee situations creating risk and legal liabilities for the firm.