Financial Advisor (Multiple Levels)- Kings Highway, Brooklyn
Core
Financial Advisor providing financial planning guidance and selling investment management solutions to TD Wealth clients.
Role type
Financial Advisor (IC)
Builds
Investment management solutions and financial plans
Domain
Wealth Management / Financial Services
Required skills
Financial planning, Investment sales, Client relationship management, Regulatory compliance, Sales goal achievement, Wealth product knowledge
Preferred skills
Russian language skills, Bachelor's degree
Technologies
SIE, Series 7, Series 63, Series 66, L&H
Responsibilities
Conduct client discovery and financial needs analysis, Execute Annual Client Reviews, Meet quarterly and annual sales goals, Refer clients to HNW partners, Perform customer due diligence and AML checks, Provide coaching and mentorship to retail staff
Seniority
Mid-level IC