Trade Operations Support Specialist (US)
Core
Reviewing and executing trades, managing trade corrections, and resolving margin issues to ensure regulatory compliance and operational integrity.
Role type
Trade Operations Support Specialist
Builds
Trade executions, regulatory reports, and operational support for advisors
Domain
Financial Services / Securities Trading
Required skills
Trade execution, regulatory reporting, trade corrections, margin management, system configuration, risk management, complex transaction handling
Preferred skills
Undergraduate degree in relevant field, Series 7 and 24 licenses, 3+ years industry experience
Technologies
NetX360
Responsibilities
Review flagged live orders and escalate issues; Execute trades accurately; Manage brokerage trade corrections; Respond to and resolve debit margin inquiries; Configure trade system settings; Assist advisors with complex transactions like block trades and restricted securities.
Seniority
Mid-level, hands-on IC