Administrator - Control Team
Core
Provide support to the Employer Solutions business regarding internal controls, operational risk, and bookkeeping.
Role type
Administrator - Control Team
Builds
Internal control processes and compliance adherence for Institutional Client Services
Domain
Financial Services / Institutional Client Services
Deliverable
dashboards & analysis
Required skills
Payment processing, Broker fee settlement, Exception reporting, Deal confirmation monitoring, Investment transaction monitoring, Risk & compliance adherence, AML legislation knowledge, Excel, Microsoft Office
Preferred skills
Prioritization, Relationship management with 3rd parties, Preventative control development
Responsibilities
Accurately process payments and receipts, Collect and settle broker fees, Monitor investment transaction receipts, Post deal confirmations, Assist in developing preventative control mechanisms, Adhere to regulatory and AML procedures