Sr Investment Associate
Core
Supports portfolio managers and Investment Advisors by preparing client meeting materials, processing transactions, and managing account documentation.
Role type
Sr Investment Associate (Wealth Management Operations)
Builds
Client account files, transaction records, and portfolio review materials
Domain
Wealth Management / Asset Servicing
Deliverable
product features
Required skills
Investment product knowledge, analytical skills, organizational skills, communication skills, tax cost research, trade processing, fee analysis
Preferred skills
CFA or CFP coursework, mastery of GDWM tool, proactive recommendation making
Technologies
EDS, PIMS, IMS, PAS, CIT, GDWM
Responsibilities
Prepare portfolio materials for client review meetings, set up account documentation files, process fund trades and cash transfers, communicate with clients and portfolio managers, research tax discrepancies, review fee worksheets, follow up on client inquiries
Seniority
Mid-level, hands-on IC