Audit Manager I
Core
Execute operational audits for front office, middle office, back-office, Compliance, AML, Finance, and HR functions within TD Securities Europe/Asia Pacific.
Role type
Senior IC Audit Manager
Builds
Independent audit opinions and recommendations on internal control adequacy
Domain
Financial Services / Internal Audit
Required skills
Risk assessment, Internal audit execution, Regulatory compliance knowledge, Financial accounting expertise, Critical thinking, Time management, Confidentiality handling
Preferred skills
Capital markets knowledge, Analytical tools proficiency, Cross-functional process integration
Technologies
N/A
Responsibilities
Develop audit plans and risk assessments, Manage moderately complex audits from start to finish, Present independent audit opinions to clients and management, Execute follow-up on regulatory and internal audit findings, Coach and educate team members on audit processes
Seniority
Senior, hands-on IC
