Compliance Associate
Core
Maintain the Firm's compliance policies and procedures for BSA/AML across Trading, Lending, and Asset Management, focusing on KYC, AML, and sanctions screening.
Role type
Associate compliance officer (BSA/AML)
Builds
Robust BSA/AML compliance program and on-chain transaction monitoring
Domain
Digital assets / Cryptocurrency / Financial Services
Required skills
End-to-end KYC onboarding reviews, Blockchain investigations, AML alert clearance, OFAC sanctions screening, CDD/EDD execution, Regulatory audit assistance
Preferred skills
CAMS certification, Cryptocurrency industry experience, AI tool adoption
Technologies
Generative AI, Automation platforms, Data copilots, OFAC screening tools
Responsibilities
Conduct and review OFAC screens and research false positives; Investigate and analyze AML alerts leading to SAR filings; Assist institutional clients during onboarding; Implement and improve BSA/AML procedures; Assist with regulatory audits and requests.
Seniority
Associate, individual contributor
