Permanent Controls Specialist
Core
Conduct second-line compliance testing and design automated controls across Front, Middle, and Back Office functions using data analytics.
Role type
Senior IC compliance controls specialist (data analytics)
Builds
Automated preventive and detective controls, full-population testing workflows, and compliance dashboards
Domain
Financial services / Capital markets / Regulatory compliance
Deliverable
production ML models
Required skills
SQL, Python (pandas), data analytics, data warehousing, ETL, Power BI/Tableau, capital markets knowledge, regulatory reporting
Preferred skills
Internal audit experience, U.S. regulatory frameworks (FINRA/SEC/CFTC), AI/generative AI application, web application development
Technologies
SQL, Python, pandas, Power BI, Tableau, Dataiku
Responsibilities
Design and execute compliance control tests across Global Markets and Investment Banking; Build ongoing control monitoring that tracks performance and flags exceptions; Expand testing from sample-based reviews to full-population coverage using data analytics; Automate repetitive manual control steps to reduce human error; Partner with first-line control owners and Technology to remediate issues and strengthen controls
Seniority
Senior, hands-on IC
