CareerPlan

Model Risk Audit Manager

Charlotte, NC, USFull-time2026-11-06 → 2026-11-09

Core

Lead Third Line of Defense audits for model risk management across SMBC Americas, serving as Auditor-in-Charge to assess governance, risk, and controls.

Role type

Senior IC audit manager (model risk)

Builds

Audit reports and remediation tracking for model risk controls

Domain

Financial services / Model Risk Management

Deliverable

dashboards & analysis

Required skills

Model risk management principles, audit planning and execution, workpaper review, issue identification, stakeholder communication, regulatory compliance knowledge, team leadership, root cause analysis

Preferred skills

Market risk and capital markets expertise

Technologies

Audit management tools, model inventory systems

Responsibilities

Lead audit engagements from inception to closure, coordinate audit team members, review audit workpapers, identify and assess control deficiencies, draft audit reports, track remediation of issues, participate in continuous monitoring activities

Seniority

Senior, hands-on IC