Senior Compliance Business Analyst - Control Room
Core
Senior Compliance Business Analyst managing Control Room operations, restriction-lists, position limits, and sanctions while driving data quality and automation improvements.
Role type
Senior hands-on IC Compliance Business Analyst
Builds
Automated data checks, SQL reports, and control workflows for hedge fund compliance
Domain
Financial Services / Hedge Fund Compliance
Required skills
Restriction-list management, Position-limit monitoring, Sanctions screening, SQL, Data lineage analysis, Requirements gathering, Process documentation, Data quality investigation, Regulatory reporting, Automation/AI tooling
Preferred skills
Python, Hedge fund experience, Control Room experience
Technologies
SQL, Python
Responsibilities
Maintain and administer restriction lists (watch/restricted), Perform position-limit monitoring and breach investigation, Support information-barrier and MNPI controls, Act as point of contact for compliance queries, Build SQL-based reports and tools for monitoring, Investigate data-quality issues at source, Document and refine Control Room procedures, Gather requirements for data feed and tooling improvements, Assist with regulatory requests and audit queries
