Senior Compliance Analyst - Control Room & Data
Core
Senior Compliance Analyst managing BAU control room operations (restriction lists, position limits, sanctions) and leading data improvement initiatives to automate controls and enhance data quality.
Role type
Senior IC compliance analyst (control room & data)
Builds
Automated SQL-based reports, checks, and tools for restriction list, position limit, and disclosure monitoring
Domain
Financial services (Hedge Fund) + Compliance & Data Engineering
Required skills
SQL, process documentation, requirements gathering, data analysis, regulatory reporting, conflict management, data quality improvement
Preferred skills
Python, hedge fund control room experience
Responsibilities
Maintain and administer restriction lists (watch/restricted), perform position limit monitoring and breach investigation, support information barriers and MNPI controls, execute sanctions screening and disclosure reporting, build SQL tools to reduce manual processing, document and refine control room procedures, collaborate with tech teams on data feed enhancements, lead process and data improvement initiatives, assist with regulatory reviews and audits
Seniority
Senior, hands-on IC
