Trade & Transaction Reporting Analyst
Core
Deployed onto client engagements to resolve SFTR reporting issues, map source data to specifications, and support remediation and back-reporting for institutional clients.
Role type
Senior IC regulatory reporting analyst (SFTR)
Builds
Corrected and resubmitted historic transactions and compliant SFTR reports for institutional clients
Domain
Capital markets / Regulatory reporting (SFTR, EMIR, MiFID II)
Deliverable
client delivery
Required skills
SFTR reporting, regulatory operations, business analysis, trade reconciliation, exception management, data mapping, requirements writing, UAT, SQL, Excel
Preferred skills
EMIR, MiFID II/MiFIR, securities lending, repo, collateral management, trade repositories (DTCC, Unavista, REGIS-TR), BRS Aladdin, CRIMS, Thinkfolio
Technologies
SFTR, ESMA guidance, BRS Aladdin, CRIMS, Thinkfolio, SQL, Excel
Responsibilities
Support senior SMEs on client engagements to resolve SFTR issues; scope audit-identified issues and identify affected trades/fields; prepare and check corrected/resubmitted historic transactions; map client data to SFTR specification; investigate rejections and reconciliation breaks; check reporting scope against ESMA guidance; write test scripts and run UAT; document outcomes and progress for clients; track regulatory updates and flag impacts.
Seniority
Mid-level, hands-on IC