Transaction Surveillance
Core
Investigate transaction surveillance alerts and unusual activity escalations to prevent financial crime and ensure timely Suspicious Transaction Reporting (STRs).
Role type
Transaction Surveillance Analyst
Builds
Investigative outcomes and risk mitigation actions for the bank
Domain
Banking / Financial Crime Prevention (AML/CFT)
Required skills
Transaction monitoring, Financial crime prevention, Regulatory compliance (AML/CFT), Data analysis, Pattern recognition, STR preparation, Risk assessment, Process improvement, Network link analysis, Intelligence handling
Preferred skills
Finance or compliance degree/certification, Experience with automated surveillance systems, User acceptance testing (UAT), Cross-functional collaboration
Technologies
Automated transaction surveillance systems, Data analysis tools
Responsibilities
Investigate alerts from transaction surveillance systems and unusual activity escalations; Prepare and submit STRs for review; Collaborate with business units on AML/CFT risk responses; Assist in rolling out monitoring projects and tools; Handle external intelligence from peers and law enforcement; Perform network link analysis on intelligence.
Seniority
Mid-level (3-5 years experience)