Assistant Vice President, Global Markets and Treasury, Internal Audit Department - SMBC
Core
Conduct internal audits of Global Markets and Treasury operations to evaluate risk management, control, and governance effectiveness across the Asia Pacific region.
Role type
Senior IC internal auditor (Global Markets and Treasury)
Builds
Audit reports, risk assessments, and control recommendations for SMBC's Global Markets and Treasury units
Domain
Banking, Global Markets, Treasury, Internal Audit
Required skills
audit planning, key control evaluation, testing, report drafting, issues follow-up, risk assessment, process design reviews, operating effectiveness testing, data analytics, regulatory change monitoring, stakeholder management
Preferred skills
market and liquidity stress testing audit experience
Technologies
data analytics tools
Responsibilities
Lead and execute independent audits including planning, testing, and reporting; Perform in-depth risk assessments and process design reviews; Provide recommendations to strengthen internal controls; Apply data analytics to assess the internal control environment; Maintain relationships with Global Markets and Treasury management; Contribute to annual risk assessment exercises; Perform continuous monitoring of assigned functions; Keep abreast of regulatory changes and industry best practices.
Seniority
Senior, hands-on IC