Trade Surveillance, Futures Compliance, Compliance
Core
Monitor trading activity across LME and ICE Futures Europe products using Nasdaq SMARTS to detect market abuse and rule breaches, analyzing alerts with market insight and supporting regulatory reporting.
Role type
Senior IC trade surveillance and futures compliance specialist
Builds
Audit-ready documentation, STOR assessments, and enhanced surveillance models
Domain
Commodities and financial derivatives (Futures)
Deliverable
production ML models | dashboards & analysis
Required skills
Market abuse detection, Nasdaq SMARTS, LME/ICE Futures Europe product expertise, UK MAR regulations, STOR assessments, data quality oversight, model calibration, cross-product analysis
Preferred skills
None stated
Technologies
Nasdaq SMARTS
Responsibilities
Review automated alerts for market manipulation and insider dealing; Analyze alerts to distinguish genuine risk from false positives; Escalate suspicious activity and support STOR assessments; Review e-communications for misuse of inside information; Correlate trading behavior with market news and position data; Provide feedback for SMARTS calibration and back-testing; Identify and resolve data quality issues; Maintain regulator-ready case documentation.
Seniority
Mid-level, hands-on IC