Group Regulatory Compliance Manager - ABC, COI, GH&E
Core
Design, implement, and maintain global compliance frameworks for Anti-Bribery & Corruption (ABC), Gifts, Entertainment & Hospitality (GEH), and Conflicts of Interest, ensuring alignment with local regulations across all operating jurisdictions.
Role type
Senior Group Regulatory Compliance Manager (Fintech)
Builds
Global compliance frameworks, registers, governance reports, and automated tracking solutions for ethics and conduct risk.
Domain
Fintech / Financial Services / Regulatory Compliance
Required skills
Anti-Bribery & Corruption (ABC) expertise, Conflicts of Interest management, Third-party due diligence, Enterprise-Wide Risk Assessment (EWRA), Policy breach investigation, Regulatory horizon scanning, Automation of compliance processes, Cross-functional stakeholder management
Preferred skills
Experience in building frameworks from scratch, Data-driven approach to risk management, Experience with UK Bribery Act and US FCPA
Technologies
None explicitly stated
Responsibilities
Design and maintain global compliance frameworks for ABC, GEH, and Conflicts of Interest; Manage global registers and enforce associated policies; Lead Enterprise-Wide Risk Assessment and prepare governance reports for the Board; Oversee third-party risk and due diligence frameworks; Manage individual accountability regimes and regulatory 'Fit and Proper' assessments; Oversee compliance investigation pathways for policy breaches; Provide horizon scanning for consumer protection legislation; Drive automation to streamline compliance activities; Partner with internal stakeholders to embed compliance initiatives.
Seniority
Senior, hands-on IC with strategic oversight
