Registered Client Service Associate Bilingual in Spanish and English
Core
Deliver wealth management services to clients while assessing risk and ensuring compliance with laws and regulations.
Role type
Licensed Client Service Associate (Wealth Management)
Builds
Wealth management advisory services for private clients
Domain
Banking / Wealth Management
Deliverable
client delivery
Required skills
risk assessment, data analysis, regulatory compliance, client communication, time management, problem solving
Preferred skills
knowledge of investments, banking, and credit products, sales referral experience
Technologies
data analysis tools
Responsibilities
Deliver wealth management services to clients with guidance from Banker teams; Assess risk when business decisions are made to safeguard the firm and clients; Drive compliance with applicable laws, rules, and regulations; Manage multiple concurrent deadlines for banker teams and clients.
Seniority
Mid-level (2-5 years experience)