Associate, Transaction Surveillance
Core
Investigate transaction surveillance alerts and unusual activity escalations to prevent financial crime and ensure timely Suspicious Transaction Reporting (STRs).
Role type
Associate, Transaction Surveillance (Financial Crime Prevention)
Builds
Investigative outcomes and risk mitigation actions for the bank's transaction monitoring system
Domain
Banking / Anti-Money Laundering (AML) / Counter-Terrorist Financing (CFT)
Required skills
Transaction monitoring, Financial crime prevention, Regulatory compliance (AML/CFT), Data analysis, Network link analysis, Risk assessment
Preferred skills
User acceptance testing (UAT), Process improvement, Intelligence sharing
Technologies
Transaction surveillance systems, Data analysis tools
Responsibilities
Investigate alerts from automated transaction surveillance systems and unusual activity escalations; Prepare and submit STRs for review; Collaborate with business units on Request For Information (RFI) processes; Assist in rolling out investigative tools and process improvements; Analyze external intelligence from industry peers and law enforcement agencies.
Seniority
Mid-level, hands-on IC