Senior Analyst/AVP, Transaction Monitoring, Compliance Department, Asia Pacific Division - SMBC
Core
Review and investigate transaction monitoring alerts to identify suspicious activities, prepare Suspicious Transaction Reports (STRs), and enhance transaction monitoring frameworks to manage financial crime and sanctions risk.
Role type
Senior Analyst/AVP, Transaction Monitoring, Compliance
Builds
Transaction monitoring frameworks, STRs, training materials, and management reporting on financial crime compliance
Domain
Financial Services / AML/CFT / Sanctions Compliance
Required skills
Transaction monitoring, AML/CFT, Sanctions screening, STR preparation, Regulatory intelligence analysis, Gap analysis, Policy maintenance, System implementation support, Metrics extraction, Stakeholder collaboration
Preferred skills
ACAMS or ICA certification, Trade-based money laundering (TBML) expertise, Model tuning experience
Technologies
SONAR alerts, Transaction monitoring systems
Responsibilities
Review and investigate transaction monitoring alerts; Conduct detailed transaction analysis and prepare STRs; Monitor regulatory intelligence sources; Handle law enforcement requests; Perform annual analysis of STRs; Develop training materials; Participate in system implementations and model tuning; Extract and prepare transaction monitoring metrics; Conduct gap analyses against regulations; Maintain transaction monitoring policies and procedures.