Associate General Counsel, Litigation
Core
Represent Nasdaq in SEC administrative proceedings and manage complex listing and delisting appeals.
Role type
Associate General Counsel (Litigation)
Builds
Legal positions, briefs, motions, and filings for regulatory and appellate proceedings.
Domain
Securities law, regulatory enforcement, administrative proceedings
Required skills
Securities law expertise, SEC administrative proceedings experience, brief drafting, legal advocacy, regulatory inquiry response
Preferred skills
Exchange/SRO listing standards knowledge, risk mitigation, global legal developments tracking
Technologies
Legal research databases, case management systems
Responsibilities
Represent Nasdaq in SEC administrative proceedings and manage appeals, Draft and review briefs and legal filings, Coordinate with compliance teams to develop legal positions, Advise senior management on litigation and regulatory investigations
Seniority
Mid-level, hands-on IC