Senior Manager, Business Compliance & Operation Risks (Private Banking)
Core
First line of defense for AML/Financial Crime/Fraud risk monitoring, review, and mitigation in Private Banking.
Role type
Senior Manager, Business Compliance & Operation Risks
Builds
Internal/external regulatory compliance frameworks and risk mitigation strategies for Private Banking
Domain
Banking, Financial Crime, Anti-Money Laundering (AML)
Required skills
AML/Financial Crime/Fraud risk monitoring, KYC profile review, regulatory reporting, gap analysis, staff training, team leadership, analytical skills, time management
Preferred skills
Professional Accreditation (ECF under HKIB)
Technologies
None stated
Responsibilities
Conduct transaction monitoring and business reviews for AML/Financial Crime/Fraud risks; Review KYC profiles and account opening documents; Prepare management reports and recommendations; Conduct periodic and ad hoc monitoring; Implement regulatory requirements with business and second line of defense; Perform self-assessments and gap analyses; Investigate unusual client activities; Conduct staff training; Coordinate regulatory reporting and audit responses; Lead a team to deliver compliance responsibilities
Seniority
Senior, hands-on IC with team leadership