Risk Manager
Core
Monitor firm risk and client positions for stock and options trading, enforce risk limits, and manage margin requirements to prevent defaults.
Role type
Risk Manager
Builds
Risk monitoring and mitigation for client and firm positions
Domain
Financial services / Equity and options trading
Deliverable
dashboards & analysis
Required skills
Risk management, Equity trading, Options trading, Margin analysis, Regulatory compliance (FINRA/SEC), Data analysis
Preferred skills
DAS/Sterling platforms, Series 57 license
Technologies
Risk monitor program, Active trading platform, Order management systems
Responsibilities
Monitor client and firm-wide trading exposures and margin requirements; Manage firm max position sizes; Oversee trading systems to prevent errors; Analyze daily risk metrics and report to senior management; Contact clients regarding margin calls or position coverage.
Seniority
Mid-level (3-5 years experience)
