AML Audit Manager
Core
Perform AML audits to assess the design and operating effectiveness of internal controls relating to risk monitoring, challenge, and reporting activities within the U.S. in compliance with governing regulations, internal policies, and procedures.
Role type
AML Audit Manager
Builds
Audit reports and findings for management
Domain
Banking / Anti-Money Laundering (AML)
Required skills
AML and BSA requirements knowledge, risk-based auditing standards, audit planning and execution, workpaper review, root cause analysis, report drafting, stakeholder management, time management, verbal engagement and presentation
Preferred skills
MBA, CFA, ACAMS / CAMS, CIA, prior auditing experience in AML, exposure to AML management personnel
Technologies
None stated
Responsibilities
Support the Officer in Charge with the execution for assigned audits including completion of audit testing, discussions with management and documentation of work performed; Execute, plan and report on the assigned audits; Obtain a thorough understanding of the business/unit/process and associated risks, develop an appropriate risk-based audit approach, and schedule timing and resources; Deliver end-to-end process of the execution of the audit and ensure nature and extent of testing is appropriate to support the objective, scope, and overall opinion; Complete timely review of workpapers, ensure internal control weaknesses are clearly documented with recommendations addressing the root cause and are communicated timely to management; Draft reports and issues; Present audit results and findings for presentation to management; Manage assigned staff; Convey risk-related information to Officer-in-Charge or Audit Principal and senior management
Seniority
Mid-Senior, hands-on IC with staff management
