VP, Investment Banking and Securities Auditor, Internal Audit Department, Asia Pacific Division - SMBC
Core
Independent assurance over governance, risk management, and internal controls for Global Markets, Treasury, and securities-related activities across the Asia Pacific region.
Role type
Senior IC internal auditor (Global Markets & Treasury)
Builds
Risk-based audit reports and practical recommendations to strengthen control environments
Domain
Banking, Global Markets, Treasury, Securities
Required skills
risk-based audit methodologies, control design evaluation, operating effectiveness testing, root cause analysis, data analytics, market risk management, liquidity risk management, stress testing, stakeholder engagement, regulatory compliance assessment
Preferred skills
CPA certification, experience with Bank-Securities dual-hat operating model, advanced data analytics
Technologies
data analytics tools, risk management systems
Responsibilities
Execute risk-based audits covering Global Markets & Treasury functions; Assess adequacy and effectiveness of governance and internal controls; Perform in-depth reviews of market risk, liquidity risk, dealer conduct, and trade surveillance; Utilize data analytics to enhance audit effectiveness; Develop working relationships with senior management to support remediation; Contribute to annual risk assessment processes; Assess impact of business and regulatory developments on audit coverage
