VP, Business Controls Officer
Core
Partner with business leaders to strengthen the risk and control environment across the Liquid Financing platform, driving control assessments and regulatory initiatives.
Role type
VP, Business Controls Officer (First Line of Defence)
Builds
Risk and control environment for the Liquid Financing platform
Domain
Financial Services / Markets / Liquid Financing
Deliverable
dashboards & analysis
Required skills
Control assessments, regulatory initiatives, risk reviews, governance activities, operational risk assessments, stakeholder management, management reporting, internal control frameworks, APAC market structure knowledge
Preferred skills
Equities COO experience, Prime Services COO experience, Electronic Trading Business Manager experience, Project Manager experience, Change Manager experience, Equities Operations experience, Technology support with Algo/DMA/FIX
Technologies
Electronic trading, algorithmic trading, DMA, FIX, Exchange connectivity