Head of Compliance M/F
Core
Lead the creation of CACEIS Bank Singapore Branch, acting as MLRO and Compliance Officer to establish AML/Financial Crime and Regulatory Compliance Management Plans for the branch and administered Funds.
Role type
Senior IC Head of Compliance (AML/Financial Crime)
Builds
AML/Financial Crime and Regulatory Compliance Management Plan for CACEIS Bank Singapore Branch and Funds
Domain
Financial Services / Banking / AML / Funds Regulation
Required skills
AML Compliance, Funds regulation, Regulatory Compliance framework, Risk assessment, Control plan development, Regulatory reporting, PEP management, Audit preparation, Internal policy knowledge, Legal knowledge (Trust/Fund services)
Preferred skills
Law or Risk Management designations, MS Office (Excel), Strategic thinking, Cross-unit cooperation
Responsibilities
Investigate internal SARs, Ensure business and customer risk assessments, Develop/maintain Control plans for clients and Funds, Collaborate with Group Corporate Compliance/AML team, Prepare local management reports, Manage responses to local regulator inquiries, Liaise with local regulator, Lead preparation for on-site reviews or audits, Incorporate enterprise-wide compliance initiatives
Seniority
Senior, hands-on IC