Prime Brokerage Operations Associate
Core
Provide direct client coverage and support post-execution processes including equity swap allocation and cash trade management.
Role type
Associate-level Prime Brokerage Operations Associate
Builds
Post-execution transaction support and operational controls for financial transactions
Domain
Financial Services / Prime Brokerage
Required skills
Trade allocation management, Cash trade matching and settlement, Risk and control adherence, Client relationship management, Stakeholder partnership, Root cause analysis, Process efficiency improvement, System enhancement participation, Issue escalation, Microsoft Excel proficiency
Preferred skills
VBA or macro experience
Technologies
Microsoft Excel, VBA, Macros
Responsibilities
Manage daily client functions including trade allocations, amendments, queries, and reporting; Oversee swap trade allocations and resolve exceptions; Perform cash trade matching and settlement; Build and maintain client relationships; Partner with global stakeholders to resolve issues; Identify process efficiency opportunities; Participate in straight-through processing initiatives; Adhere to controls and escalate operational risks.
Seniority
Associate, hands-on IC
