APAC Business Controls & Regulatory Reporting Specialist
Core
Lead the APAC Business Controls & Regulatory Reporting framework, acting as the bridge between Trading Desks, Legal, Compliance, and RegTech to ensure OTC trading activities comply with regional standards.
Role type
Vice President, Business Controls & Regulatory Reporting
Builds
Automated exception management tools, scalable operational workflows, and audit-ready control environments
Domain
Financial Services / Investment Banking / OTC Derivatives
Deliverable
production ML models | dashboards & analysis
Required skills
OTC Derivatives lifecycle expertise, MAS/HKMA/ASIC regulatory frameworks, SQL, Python, Alteryx, GenAI/Copilot, trade surveillance, stakeholder negotiation
Preferred skills
MiFID II, EMIR, CFTC familiarity, VBA, AI tool application for commentary generation
Technologies
Python, SQL, Alteryx, GenAI, Copilot, VBA
Responsibilities
Own Front Office Business Controls as first/second line of defense, lead APAC regulatory reporting and surveillance, drive regulatory change implementation, oversee trade surveillance mechanisms, resolve cross-functional priorities, build automated reporting workflows
Seniority
VP, strategic leadership with hands-on technical execution