(Senior) Business Compliance & Risk Control Manager (Southeast Asian Entities)
Core
Design compliance reports, assess operational incidents, and formulate internal control manuals for Global Markets operational risks across Southeast Asian entities.
Role type
Senior Business Compliance & Risk Control Manager
Builds
Internal control frameworks, operational risk reports, and management guidelines for Global Markets
Domain
Banking / Operational Risk Management
Required skills
Operational risk monitoring, internal control design, gap analysis, audit coordination, data analysis, MS Office
Preferred skills
Treasury operation risk monitoring experience
Technologies
MS Office, data analysis tools
Responsibilities
Design and prepare routine monitoring and compliance reports for Global Markets operational risks; Follow up on operational incidents and conduct independent assessment and analysis; Write internal self-assessment and gap analysis reports on internal control and compliance governance framework; Formulate internal control or working manuals and provide opinions on operating procedures; Review and comment on product due diligence documents; Conduct reviews to ensure operational risk management tools accurately reflect risk status; Coordinate with parties on internal and external audit examinations; Assist in rolling out internal control measures and carrying out sample checks; Provide risk control support to front-line trading teams; Assist in promoting risk culture and awareness.
Seniority
Senior, hands-on IC