Head of Operations, MD
Core
Lead and supervise daily operations for clearing and settlement services in securities and corporate finance, with a primary focus on FICC products.
Role type
Head of Operations (Back-office)
Builds
Efficient and accurate clearing and settlement services for securities, corporate finance, and related businesses in Hong Kong.
Domain
Investment Banking / Securities / Clearing & Settlement
Required skills
Clearing and settlement operations, Risk control, Regulatory compliance (SFC), Process re-engineering, System development requirements, IPO support, Discrepancy investigation, Workflow optimization
Preferred skills
Electronic settlement systems (CCASS, CMU, Euroclear, SWIFT), Stress testing, Contingency management
Technologies
CCASS, CMU, Euroclear, SWIFT
Responsibilities
Lead and supervise daily operations ensuring efficient clearing and settlement; Monitor and control operational risks; Ensure compliance with SFC regulatory requirements; Develop and maintain internal operational policies; Lead formulation of business requirements for system development; Investigate settlement discrepancies; Conduct stress testing and risk evaluations; Manage operational readiness for IPO transactions.
Seniority
Senior, Management