Associate General Counsel - Global Ethics and Compliance Program
Core
Lead Nasdaq's global ethics and compliance program, including regulatory monitoring, anti-financial crime, ethics, acquisition diligence, and incident response.
Role type
Associate General Counsel (Global Ethics and Compliance)
Builds
Corporate compliance frameworks and regulatory change management processes for global technology and information services.
Domain
Global Technology / Financial Services Compliance
Required skills
Corporate compliance program structuring, Technology regulation (non-privacy), Sanctions/export control, Anti-corruption, Corporate ethics, Incident response/crisis management, Commercial contracting, Regulatory change management, Risk management integration, Acquisition due diligence and integration, Legal analysis and advisory
Preferred skills
Experience serving as legal advisor for a revenue-generating business unit, Managing complex long-term projects with multiple stakeholders, Leveraging AI and automation tools
Technologies
AI, automation tools
Responsibilities
Coordinate with Ethics and Compliance Team to maintain and improve compliance programs; Manage regulatory change management processes; Collaborate with Risk Management to integrate compliance into risk frameworks; Represent compliance on company-wide initiatives; Maintain Code of Ethics and support policy updates/training; Develop performance measures for executive reporting; Lead workstreams for acquisition integration; Provide legal support for incidents and ad hoc requests
Seniority
Mid-Senior, hands-on IC