Associate Director, Internal Audit AML/ATF/SE
Core
Lead risk assessment, control identification, documentation, testing, findings, and recommendations for operational and regulatory audits, with a focus on Anti-Money Laundering/Anti-Terrorist Financing/Sanctions Evasion (AML/ATF/SE) across Credit Card, Mortgage, and Deposit products.
Role type
Senior IC internal audit manager (AML/ATF/SE)
Builds
Audit programs and reports for personal and commercial banking business units
Domain
Financial services / Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
AML/ATF/SE operations expertise, regulatory requirements knowledge, audit planning, control testing, risk assessment, report writing, follow-up on audit findings
Preferred skills
Strategic initiative auditing, large-scale project auditing, consulting advice on policies and processes
Responsibilities
Develop and implement audit coverage for operational and regulatory audits; Execute end-to-end audit engagement process including risk identification and control testing; Draft audit reports for submission to the Chief Auditor; Maintain awareness of AML/ATF/SE regulatory requirements and industry developments; Follow up on management actions to resolve audit findings
Seniority
Senior, hands-on IC
