Trade Surveillance, Futures Compliance, Compliance
Core
Monitor trading activity across LME and ICE Futures Europe products using Nasdaq SMARTS to detect market abuse and rule breaches, analyzing alerts with market insight and supporting regulatory reporting.
Role type
Trade Surveillance Analyst (Futures/Commodities)
Builds
Audit-ready documentation and STOR assessments for UK MAR compliance
Domain
Financial Services / Commodities Futures / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Market abuse detection, Nasdaq SMARTS platform, Commodities market structure, STOR assessments, UK MAR regulations, Data quality oversight, Cross-product analysis, Regulatory reporting
Preferred skills
None stated
Technologies
Nasdaq SMARTS
Responsibilities
Review automated alerts for market manipulation and insider dealing; Analyze alerts to distinguish genuine risk from false positives; Escalate suspicious activity and support STOR assessments; Review e-communications for misuse of inside information; Correlate trading behavior with market news and position data; Provide feedback on SMARTS model calibration; Identify and resolve data quality issues; Maintain regulator-ready case documentation.
Seniority
Mid-level, hands-on IC
