ERM Risk and Compliance Sr Analyst
Core
Facilitate the Risk Oversight Steering Team (ROST) process and Products and Services Lifecycle to identify, assess, and report on risks for proposed initiatives and projects.
Role type
Sr. Enterprise Risk Management (ERM) Risk and Compliance Analyst
Builds
Risk assessment playbooks, status reports for executive committees, and governance routines for new products and services.
Domain
Banking / Financial Services / Enterprise Risk Management
Deliverable
dashboards & analysis
Required skills
Risk assessment frameworks, regulatory requirements knowledge, project management, process improvement, stakeholder coordination, reporting
Preferred skills
Broker dealer experience, SEC/FINRA knowledge, Archer application experience, large/regional bank background
Technologies
Archer, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook
Responsibilities
Coordinate ROST reviews and recommend risk assessment approaches for Go to Market initiatives; Gather and review feedback from impacted risk categories to complete risk assessments; Maintain tracking and provide regular reporting on initiative status; Prepare and distribute reporting for internal management and the Executive Risk Committee; Facilitate development of risk assessment playbooks for Texas Capital Securities; Assist project managers and Enterprise Finance/Technology with risk concerns and governance routines.
Seniority
Senior, hands-on IC
