Director Business Banking Compliance & Operational Risk Enablement
Core
Director leading the implementation, maintenance, and administration of first line of defense (1st LOD) programs for operational risk, AML, and compliance within Business Banking.
Role type
Senior IC Director, Business Banking Compliance & Operational Risk
Builds
Integrated risk management programs and control frameworks for business banking units
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Strategic program management, regulatory interpretation, internal control design, stakeholder management, change leadership, performance management, risk assessment, policy development, training facilitation, governance participation
Preferred skills
Subject matter expertise in AML and operational risk, experience with 1st LOD control groups, ability to brief senior leaders, industry trend analysis
Technologies
N/A
Responsibilities
Develop longer-term program strategies assessing internal needs and industry trends; Act as a subject matter expert on relevant regulations and policies; Prepare and brief senior leaders on regulatory matters; Monitor and advise on management of risk requirements within the defined risk appetite; Lead change management programs including readiness assessments and execution; Develop, document, and maintain business/group procedures; Facilitate training to ensure business unit employees understand requirements; Represent the business/group on Governance/Risk Working Groups; Act as the prime contact for internal/external stakeholder relationships including regulators; Track exception/exemption requests and corresponding approvals; Provide quality control for investigations and self-reports conducted by internal and external stakeholders.
Seniority
Director, strategic leadership & team enablement
