Manager, Internal Controls
Core
Lead internal control audits, risk assessments, and SOX compliance initiatives while managing a team and driving continuous improvement of the control environment.
Role type
Manager, Internal Controls
Builds
Internal control frameworks, audit plans, and remediation strategies for business units
Domain
Financial Services / Asset Management / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work -> dashboards & analysis
Required skills
SOX compliance, risk assessment, process mapping, audit leadership, financial statement analysis, project management, team mentoring, stakeholder communication, regulatory reporting
Preferred skills
Asset management experience, private equity knowledge, IT controls familiarity
Technologies
Microsoft Office, Teams, Copilot, ChatGPT
Responsibilities
Lead planning and execution of internal control audits; perform end-to-end risk assessments and develop control frameworks; oversee testing of controls and conclude on effectiveness; identify deficiencies and recommend remediation; manage and develop direct reports; coordinate with external auditors; communicate findings to management
Seniority
Manager, hands-on leadership with team management
