Fund Supervisor
Core
Lead and oversee day-to-day financial and compliance operations for ETF, mutual fund, closed-end fund, and BDC clients.
Role type
Senior IC fund administration supervisor
Builds
Financial statements, shareholder reports, regulatory filings, and compliance programs for registered investment funds
Domain
Financial services / Fund Administration
Required skills
Fund compliance management, regulatory filings, financial statement preparation, client relationship management, service provider coordination, audit oversight, process improvement, staff training and development
Preferred skills
Investment Company Act of 1940 knowledge, Internal Revenue Code Subchapter M expertise, team leadership, complex project management, ethics and internal control standards
Technologies
Microsoft Office
Responsibilities
Lead and manage teams responsible for fund compliance programs and regulatory filings; Serve as primary client contact for regulatory and operational matters; Coordinate fund operations with investment advisors, custodians, and auditors; Review fund activity to identify issues and recommend corrective actions; Provide training and technical guidance to staff; Evaluate procedures and implement process improvements; Support business growth initiatives
Seniority
Senior, hands-on IC with team leadership