SOX Manager
Core
Internal control assessment and financial reporting risk mitigation for business lines.
Role type
Senior IC SOX Manager
Builds
Internal control documentation and compliance frameworks
Domain
Banking / Financial Services / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Internal control assessment, process facilitation, project management, financial reporting risk analysis, third-party vendor evaluation, internal control documentation review, business line consultation
Preferred skills
Sarbanes-Oxley (SOX) knowledge, liaison with internal/external auditors, business acumen, risk identification, presentation skills, Microsoft Office proficiency, Archer eGRC proficiency
Technologies
Archer eGRC, Microsoft Office
Responsibilities
Conduct annual SOX walkthroughs of business processes, identify control gaps and solutions, facilitate documentation of business processes and control activities, consult with business lines on process changes, evaluate third-party vendors, review and update internal control documentation
Seniority
Mid-Senior, hands-on IC
