Technology Risk Manager - Sales and Trading Technologies
Core
Develop deep understanding of Sales & Trading technology portfolios to consult leaders on risk profiles, identify/address risks before impact, and oversee compliance with requirements.
Role type
Senior Technology Risk Manager (Sales & Trading)
Builds
Risk-mitigation actions and control environments for Sales & Trading technology platforms
Domain
Financial Services / Sales & Trading Technology / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Risk assessment, regulatory compliance (FINRA, SEC, CFTC), process re-engineering, data analysis, strategic program evaluation, control gap identification, risk reporting
Preferred skills
Sales & Trading product knowledge, Agile/SDLC frameworks, cloud infrastructure (IaaS), data product tools (ServiceNow, Microsoft Purview, Collibra), GSIB experience
Technologies
ServiceNow, Microsoft Purview, Collibra, public cloud, IaaS
Responsibilities
Identify, monitor, and report on processes, risks, and controls within risk appetite; Provide guidance on achieving and sustaining compliance with regulatory and security policies; Perform risk assessments to identify gaps and drive remediation; Deliver targeted and actionable risk reporting across leadership levels; Serve as functional liaison between Business Line and second/third lines of defense
Seniority
Senior, hands-on IC with advisory and implementation support
