KYC Uplift Specialist 100% - (Contract through our external payroll partner with immediate start for 12 months with possible extension)
Core
Conduct thorough reviews and enhancements of KYC documentation to ensure accuracy, completeness, and compliance with regulatory requirements for Private Banking clients.
Role type
KYC Uplift and Advisory Specialist
Builds
Comprehensive KYC files, narratives, and risk assessments for Periodic Reviews
Domain
Private Banking / Financial Crime Compliance
Required skills
KYC risk assessment, SOW/SOF corroboration, financial crime compliance standards, interpreting financial documents, client structure review, name screening validation, transactional behavior analysis
Preferred skills
Prior experience in KYC uplifts or Front KYC advisory within private banking, understanding of trust company operations
Technologies
N/A
Responsibilities
Review and uplift existing KYC profiles to meet regulatory and internal policy requirements; Articulate SOW and Source of Funds (SOF) summaries ensuring clear justifications and plausibility assessments; Review updated SOW documentation and KYC corroboration provided by the Front Office; Conduct comprehensive SOW plausibility assessments including review of client's transactional behaviour; Review client structures (individuals, companies, trusts, foundations) and ensure documentation completeness; Identify and escalate newly identified risk indicators or unusual transaction patterns; Provide advice to Front employees on KYC/CDD-related matters.
Seniority
Mid-level Specialist
