Senior Compliance Manager
Core
Lead the design, implementation, testing, and monitoring of SOX controls and ITGCs across financial and operational processes, driving remediation and supporting audit activities.
Role type
Senior IC compliance manager (SOX & ITGC)
Builds
Production compliance controls, audit-ready environments, and risk mitigation strategies
Domain
Financial services / Publicly traded companies / Regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
SOX framework expertise, ITGC management, control testing and remediation, risk assessment, stakeholder influence, cross-functional initiative leadership, executive reporting, GRC platform usage, ERP platform experience, data analytics for controls, automation and AI control evaluation
Preferred skills
CPA, CIA, CISA, CRISC certifications, experience with workflow automation tools, experience with AI-enabled solutions and digital transformation initiatives, continuous controls monitoring experience
Technologies
ERP platforms, GRC platforms, workflow automation tools, AI-enabled solutions
Responsibilities
Design, implement, document, test, and monitor SOX controls; Oversee ITGCs including access and change management; Partner with control owners to ensure effective control design; Evaluate control deficiencies and drive remediation; Support internal and external audit activities; Assess controls over automated business processes and system-generated reporting; Conduct risk assessments and develop mitigation strategies; Develop executive-ready reporting and dashboards on control effectiveness and risk trends; Lead complex cross-functional compliance initiatives
Seniority
Senior, hands-on IC