Senior Business Auditor – Global Products & Solutions with focus on Trading, Product Sales and Execution Activities - Group Internal Audit 100% (f/m/d)
Core
Lead end-to-end risk-based audits covering trading, product sales, and execution activities for a Swiss private banking group, ensuring compliance with internal standards and external regulations.
Role type
Senior Internal Auditor (Financial Services)
Builds
Audit plans, formal reports, and actionable risk mitigation recommendations for the Board and Senior Management.
Domain
Swiss Private Banking / Wealth Management / Financial Markets
Deliverable
client delivery
Required skills
Risk-based audit planning and execution, Internal control system auditing, Regulatory compliance assessment (FMIA, SER), Data analytics application, Stakeholder management, Team coaching
Preferred skills
Exchange-mandated participant audit experience, Financial markets risk discipline knowledge
Technologies
Data analytics tools
Responsibilities
Lead planning and execution of risk-based audits, Develop comprehensive audit plans with defined objectives, Independently assess materiality and impact of findings, Prepare formal audit reports in English, Present actionable insights to Senior Management, Support junior team members through coaching
Seniority
Senior, hands-on IC with mentorship duties