Team Head - Products & Services Compliance
Core
Lead a compliance team to monitor products and services, ensuring adherence to EU financial regulations and safeguarding the bank's regulatory standing.
Role type
Senior IC compliance team lead (wealth management)
Builds
Compliance monitoring frameworks, control plans, and regulatory reporting for a private banking group
Domain
Financial services / Wealth management / EU Regulation
Deliverable
Dashboards & analysis
Required skills
EU financial regulation expertise, team leadership, risk-based compliance framework design, regulatory advisory, audit coordination, data analytics proficiency
Preferred skills
Private banking experience, Big Four background, fluency in additional languages
Technologies
Data analytics tools
Responsibilities
Lead and mentor a high-performing compliance team; Serve as a trusted advisor to business units on compliance implications; Design and refine risk-based compliance monitoring frameworks; Coordinate responses to regulators and internal/external audit requests; Prepare comprehensive reports for senior management on control effectiveness.
Seniority
Senior, hands-on IC with team leadership
