Senior Manager, Compliance Validations (US)
Core
Lead strategic planning and oversight of independent compliance testing and validation activities to assess the effectiveness of operational procedures and controls related to regulatory compliance.
Role type
Senior Manager, Compliance Testing and Validation
Builds
Independent compliance testing programs and validation of corrective action plans
Domain
Banking / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Strategic planning, team leadership, compliance testing execution, issue validation, risk analysis, regulatory interpretation, project management, stakeholder communication
Preferred skills
CRCM certification, Tableau proficiency, advanced analytical software tools, data analysis methods, specialized reporting techniques
Technologies
Microsoft Office, Tableau
Responsibilities
Manage inventory of issue validations, execute compliance testing plans, provide subject matter expertise on compliance controls, guide talent identification and development, communicate testing results to senior management, identify and lead problem resolution for complex compliance issues
Seniority
Senior, hands-on IC with people management
